Morgan Stanley

Director- Compliance -US Banks (Internal Audit)

Posted On

May 31, 2024

Location

Mumbai, Maharashtra

Experience Level

Freshers/Experienced

Job Type

Permanent

Apply By

July 17, 2024

Job Description

Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including corporations, governments and individuals from more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence and strong team ethic. Morgan Stanley can provide a superior foundation for building a professional career - a place for people to learn, to achieve and grow. A philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture.

We're seeking someone to join our team as an Auditor for the Global Operational Risk Internal Audit coverage team. This professional will be a member of the Global Risk Management Internal Audit Team within the Firm.

In the Audit division, we provide senior management an objective and independent assessment of the Firm’s internal control environment for risk management and governance. This is an Director level position within our Business Audit, which is responsible for inspecting controls in front, middle and back offices.

Morgan Stanley is an industry leader in financial services, known for mobilizing capital to help governments, corporations, institutions, and individuals around the world achieve their financial goals.

At Morgan Stanley India, we support the Firm’s global businesses, with critical presence across Institutional Securities, Wealth Management and Investment management, as well as in the Firm’s infrastructure functions of Technology, Operations, Finance, Risk Management, Legal and Corporate & Enterprise Services. Morgan Stanley has been rooted in India since 1993, with campuses in both Mumbai and Bengaluru. We empower our multi-faceted and talented teams to advance their careers and make a global impact on the business. For those who show passion and grit in their work, there’s ample opportunity to move across the businesses.

Interested in joining a team that’s eager to create, innovate and make an impact on the world Read on…

What you'll do in the role

- Help identify risk and impact to US Banks Compliance area to prioritize areas of focus

- Execute and lead aspects of assurance activities (e.g., audits, continuous monitoring, closure verification) to assess risk and formulate a view on the control environment

- Facilitate conversations with stakeholders on risks, their impact and how well they are managed in a clear, timely and structured manner

- Assist in managing multiple deliverables in line with team priorities

- Solicit and provide feedback and participate in formal and on-the-job training to further develop self and peers

What you'll bring to the role:

- At least 5 years' relevant experience would generally be expected to find the skills required for this role.

- Understanding of key regulations relevant to Banks Compliance

- Strong understanding of audit principles, methodology, tools and processes (e.g., risk assessments, planning, testing, reporting and continuous monitoring)

- Ability to identify and analyze multiple data sources to inform point of view

- Ability to ask meaningful questions, understand various viewpoints and adapt messaging accordingly

- A commitment to practicing inclusive behaviors

At Morgan Stanley, you’ll find trusted colleagues, committed mentors and a culture that values diverse perspectives, individual intellect and cross-collaboration. We Firm is differentiated by the caliber of our diverse team. While our company culture and commitment to inclusion define our legacy and shape our future, helping to strengthen our business and bring value to clients around the world. Learn more about how we put this commitment to action: morganstanley.com/diversity We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry.

Coverage

- Monday to Friday from 12:00PM to 9:00PM India time with flexibility on standard working hours for time sensitive matters.

- Periodic evening calls with US and EMEA Internal Auditors and auditees.

"Morgan Stanley is an equal opportunities employer. We work to provide a supportive and inclusive environment where all individuals can maximize their full potential. Our skilled and creative workforce is comprised of individuals drawn from a broad cross section of the global communities in which we operate and who reflect a variety of backgrounds, talents, perspectives, and experiences. Our strong commitment to a culture of inclusion is evident through our constant focus on recruiting, developing, and advancing individuals based on their skills and talents."

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